Two members of the honor roll–both thoughtful, dedicated educators–disagree about Néw York’s plan to evaluate educators, in this case principals.
Carol Burris, the principal of South Side High School in Rockville Center, was selected by her colleagues as principal of the year in Néw York. Mike McGill is superintendent of schools in Scarsdale, one of the state’s most affluent and excellent districts.
I honored Carol in the past for leading the fight against the state’s ill-considered test-based evaluation plan. I honored Mike for his stalwart opposition to the state’s demand to make testing the centerpiece of its vision and for his vision of what good education is.
Here, Mike takes issue with Carol’s critique of the state plan to evaluate principals. He thinks she didn’t go far enough in resisting a mindless technocratic bureaucracy bent in stamping out the last vestige of professionalism and independent thought.
Mike McGill writes:
Why the New York Value-Added Measure of Principals is Flawed (Part II)
New York Principal of the Year Carol Burris has been pushing back against the misuse of metrics in teacher evaluation. Now, in a letter to the Board of Regents, she’s taken on the Value-added Method (VAM) that’s being used to calculate 25 percent of principals’ performance rating.
I have concerns about the state’s approach as well, but I have to admit that I feel a bit ambivalent about her going public with hers. More on that in a minute.
Ms. Burris is concerned that Albany is going to measure principals on an uneven field. She says their scores will be calculated unfairly: Individuals’ ratings will reflect the performance of very different student populations that take different tests whose rigor differs.
She also worries about unintended consequences. Will schools advise students to avoid more challenging courses so their scores will be better?
Will they drop distinctive local programs so more students can take more state tests, so principals will have a better chance of getting better scores? Will principals in troubled schools leave and go where student populations are more stable, problems are fewer, and results better?
I’m not sure which unhappy outcomes are most likely, but I can’t imagine that the state’s plan will be especially productive in the end.
So why am I ambivalent about Ms. Burris’s message? It’s a matter of being careful about what you wish for.
Having observed the Albany mindset in action over the years, I find my own thoughts eliding quickly to another unintended consequence.
If, as Ms. Burris says, inconsistent measurement is the problem, there’s an easy solution. To be sure all principals are rated the same way, we could just make sure all schools in the state offer exactly the same program so that all kids take exactly the same tests.
Evaluation will drive instruction with even more of a vengeance.
The approach would be a little extreme, and to be fair, even our friends upstate might not want to go that far. Still, the technocratic impulse is to see complex difficulties as technical problems and then to solve them with mechanical fixes. And where schools are concerned, that impulse can lead to places nobody should want to venture, at least if he or she is interested in an innovative and distinctive education. More regimentation isn’t a prescription for excellence.
Okay. My comment about being ambivalent was a little tongue-in-cheek. But my experience here in the self-proclaimed “State of Learning” does give me pause. So just in case it might sound as if there’s a simple technical solution to the problems in Albany’s evaluation plan, let me offer four other reasons there isn’t.
One: VAM is supposed to compensate for the fact that different teachers or principals serve different populations.
So, for example, it compares those who work primarily with English Language Learners with others who do too. But VAM doesn’t distinguish among many other less obvious conditions that influence children’s learning. So in theory, it may level the playing field for people who work with different populations. In the real world, it doesn’t necessarily.
Two: Mathematical models can identify individuals whose students have progressed more or less on state tests. But that doesn’t mean that the student “output” can be attributed primarily to a particular person’s “input” in any particular case. The preponderance of research continues to indicate that statistical bias and random “noise” in the data skew VAM calculations and make them unreliable. We also know from experience that VAM results are unstable; for no evident reason, someone who’s a “high performer” this year may be a “low performer” next.
Three: Principals can’t control students’ or teachers’ actions tightly enough to be directly accountable for state test scores. For example, what if a new principal’s faculty is full of internal tensions, veterans are burned out or a significant number of students see school as irrelevant? She can’t unilaterally change work rules or conditions. She can’t fire tenured people for being apathetic. She has to work with the students she has. Realistically, how accountable can she be for achieving good VAM results, especially if she’s only been in the school for a short time?
Four: Value-added is only part of the state’s evaluation formula. A lot of the rest of a principal’s score depends on observations and other evidence. Supervisors are supposed to use objective criteria to score this evidence. (“The principal can express an educational vision. The principal holds meetings where he shares his vision,” for example.) Unhappily, however, this approach de-emphasizes capacities like the ability to use good judgment or to work well with people. Those qualities elude statistical measurement, must be judged subjectively, and don’t fit the evaluation model very well. Of course, they’re also among the most important things effective leaders do in the real world.
Those are four reasonable concerns about the premises underlying the state’s principal evaluation scheme.
But will anyone in Albany care?
In the world of education today, policy makers and practitioners stare at one another across a broad divide.
Basically, they’re working from different systems of belief. Many out here in the field say the theory that drives current policy is disconnected from reality. Our counterparts in state capitals and Washington tell us they know best and that we’ll just have to stay the course.
The way out of this unproductive tableau is through authentic dialogue. But that means those in the seats of power must want to listen.

I had the pleasure of working for Mike for @10 years. (Who remembers when @ meant approximately?) He has always taken the controlled, reasoned approach. He has always been someone who works within the system to allow his teachers to do the very best innovation for the sake of students. This above all.
That note was Mike shouting. He knows the issues better than most and he knows how his method of negotiation usually works. Rarely do you see a superintendent who can work with all constituent groups well, who understands collaboration in his work with teachers and their union.
So, when someone like Mike, a former NYS superintendent of the year speaks up, we have to listen. His question is very purposeful. Will those in seats of power listen? They will when all concerned voice their opposition either as Carol Burris does, or as Mike does. It takes many voices, raised or lowered, to achieve change…It took voices like both Malcolm and Martin back in the 60’s. Now it takes a Carol and a Mike.
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Superintendent Mc Gill, I think we agree, actually.
I do not believe that inconsistent measurement is the problem at all. My worry is that the inconsistent measurement will DRIVE us to offering the same the program as well as providing incentives for making poor choices for kids. From the letter…
“Will schools such as Scarsdale High School and portfolio schools abandon their unusual curricula from which we all can learn, in order to protect their principals from ineffective and developing scores?”
Your school is unique in that it gives 6 Regents exams only, which I discuss in the letter. With this system, because you do not give math Regents beyond Algebra, your principal will immediately lose points for your accelerated kids who will take 1 instead of 2 Regents in Grade 9, and he will lose points for all of his tenth-grade students all of whom do not take a math Regents. That is how silly this is.
What will happen over time with this system is, as you speculate:
“we could just make sure all schools in the state offer exactly the same program so that all kids take exactly the same tests.”
That is because that is what the proposed system rewards. So our friends in Albany would never have to issue the politically unpopular mandate–principals would move in that direction in order to avoid being found ineffective.
I wholeheartedly agree with all four of your conclusions. This is not something that can be “fixed”, and in my letter I was certainly not asking for a tweak of the system.
As I concluded in the letter to the Regents…
“You have before you an opportunity to show courageous leadership. You can acknowledge with candor that the VAM models for teachers and principals developed by the department and AIR are not ready to be used because they have not met the high standards of validity, reliability and fairness that you require. You can acknowledge that even if they were perfect measures, the unintended consequences from using them make them unacceptable. Or, you can favor form over substance, allowing the consequences that come from rushed models to occur..”
I believe that t unintended consequences of VAM consistently put the best interests of kids in possible conflict with the best interests of teachers and principals, as defined by evaluation scores. That is why VAM should be abandoned.
Thanks for reading, Mr. McGill. For those readers who missed the letter, you can find it here: http://roundtheinkwell.com/2013/05/18/why-the-ny-vam-measure-of-high-school-principals-is-flawed/
Keep fighting the good fight up in Westchester against foolish, political agendas.
Carol
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Carol, I sincerely admire and respect both you and Mr. McGill, but I would love for him to respond to your comment.
Mr. McGill, I loved what you had to say when you were on the Bank Street Panel about a year ago. . . . Would you find it in your time, heart, and reliable integrity to respond to Ms. Burris?
Both your views would empower the rest of us.
I wrote a piece on the consequences from VAM that impacts teachers. See:
http://thetruthoneducationreform.blogspot.com/2013/05/getting-slammed-six-easiest-breeziest.html?view=snapshot
I remain very hopeful that I can count on you. So many of us eagerly await a response. I think it’s critical that we teachers understand and empathize VAM and evaluations from an administrator’s stakes and point of view.
Respectfully,
Robert Rendo
http://thetruthoneducationreform.blogspot.com/?view=snapshot
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I would have to disagree with the statement, “theory that drives current policy is disconnected from reality.” Scientific theory (which is the type of theory applicable to evaluations) is, in fact, based on a body of facts generated by research (See American Association for the Advancement of Science). I have a forthcoming paper (in Educational Administration Quarterly) reviewing principal revelations and we found that there was NO research on estimating principal effectiveness using student test scores prior to the adoption of principal evaluation programs that rely in part on estimating principal effectiveness using test scores. So, rather than a theory, what we have is a guess or a hope that policymakers, researchers, and evaluators can make this happen. No evidence or research to substantiate the adoption if such an effort–just a hope and a guess that it will all work out.
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“evaluations” not “revelations,” although it was certainly a huge revelation that no thorough examination of how one might evaluate principals using test scores had not been under-taken prior to RttT or NCLB waivers which mandate/encourage such policies.
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“Basically, they’re working from different systems of belief. Many out here in the field say the theory that drives current policy is disconnected from reality. Our counterparts in state capitals and Washington tell us they know best and that we’ll just have to stay the course.
The way out of this unproductive tableau is through authentic dialogue. But that means those in the seats of power must want to listen.”
Well, if those “systems of belief” are different than yours Mike McGill, then why don’t you do the honorable thing and not have “your” district institute this nonsense? The most that will happen is that you may lose your position but in the long run you would know that you are doing what is best for your district. Isn’t that what integrity is about? Do the right and honorable thing, Mike McGill, do the right and honorable thing. Force “those in the seats of power” to listen. It’s up to you to start it.
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One of VAM’s many shortcomings (and the list is a long one) is that high performing districts like Scarsdale will be characterized as “low growth” districts because the tests cannot measure “growth” in districts where students typically score in the 95th percentile. One of the many underlying flaws in the corporate thinking about public education is that “failing schools” are full of incompetent teachers and principals and by replacing those incompetents with high-performing personnel all of the “failing schools”. Your readers and anyone who works in public education knows this is not the case.
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Well, I’ve been saying since the start of the NCLB that as soon as the upper SES districts began to feel the bite of the testing beast that then, and only then, the would be a backlash and things would begin to change. Sad but true!
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As I wrote in an earlier comment, this is the crux of Burris’ letter to the Board of Regents:
“You have before you an opportunity to show courageous leadership. You can acknowledge with candor that the VAM models for teachers and principals developed by the department and AIR are not ready to be used because they have not met the high standards of validity, reliability and fairness that you require. You can acknowledge that even if they were perfect measures, the unintended consequences from using them make them unacceptable. Or, you can favor form over substance, allowing the consequences that come from rushed models to occur. You can raise every bar and continue to load on change and additional measures, or you can acknowledge and support the truth that school improvement takes time, capacity building, professional development and district and state support.”
What’s left unsaid is that the Board of Regents might demonstrate some real honest-to-goodness backbone and foresight – and critical intelligence – by abandoning corporate-style “reform.”
They might, instead, acknowledge that education for democratic citizenship is the central purpose of public schooling.
They might commit themselves – and public education – to the core values in the Constitution, such as popular sovereignty, equality, justice, freedoms for all citizens, and promoting the general welfare of the nation.
They might renounce the current corporate “reform” policies of high-stakes testing, charters and vouchers, and merit pay.
And, in a real fit of leadership, they might agree to engage in genuine reform that is not test-centered, but student focused, so that the classroom is” physically, psychologically, and socially safe” and supportive of “the pupil’s health,” thus students are better motivated to learn and to develop what Aristotle called the “character of democracy.”
Ideally, the Board would subscribe to Horace Mann’s view of education as “the balance-wheel of the social machinery” in a democratic society.
(You can almost hear the conservative and corporate howls of protest now.)
My guess is the Board opts for “form over substance.”
For fake “reform” over real, meaningful change.
This is what passes for “leadership” in education…and what too often passes for “leadership” in our country.
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Excellent commentary, democracy!
For years now, I have been asking anyone who would listen: What is the fundamental purpose of public education? and Where can you find that fundamental purpose? Almost no one has been able to answer these two quite simple questions.
Can anyone here answer them correctly?
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Not surprisingly, RttT’s slogan is “college and career readiness”, but it does not include any verbiage about being a civic participant in a viable and effective democracy. . . . . civics is out, and money making productivity is in. . . .
Vile!
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